Don Rett provides guidance on Florida and federal securities regulation to clients and other law firms.
- Private placement memoranda
For over 25 years, Don has prepared private placement memoranda involving a wide variety of endeavors.
- Broker registrations
Don has assisted stockbrokers and broker-dealer firms with their registrations at the Florida Department of Financial Services (f/k/a the Florida Division of Securities)
- Expert witness
First contracted by the Florida Division as an expert witness (1978), Don has since testified in matters of securities regulation, for private litigants & regulatory agencies, in state and federal courts and before arbitration panels. Topics have included issues involving promissory notes, Florida licensing, definition of a "security," attorney responsibility, defamation, statutes of limitations, due diligence and investment advisors.
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