Recent News:
Don Rett is appointed to the Special Committee on Florida's Securities and Investor Protection Act. Read more...

 

 

 

line
Don Rett provides guidance on Florida and federal securities regulation to clients and other law firms.

  • Private placement memoranda
    For over 25 years, Don has prepared private placement memoranda involving a wide variety of endeavors.
  • Broker registrations
    Don has assisted stockbrokers and broker-dealer firms with their registrations at the Florida Department of Financial Services (f/k/a the Florida Division of Securities)
  • Expert witness
    First contracted by the Florida Division as an expert witness (1978), Don has since testified in matters of securities regulation, for private litigants & regulatory agencies, in state and federal courts and before arbitration panels. Topics have included issues involving promissory notes, Florida licensing, definition of a "security," attorney responsibility, defamation, statutes of limitations, due diligence and investment advisors.